Compliance & Regulatory Framework
Nordic Securo operates under strict Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations across all European jurisdictions where we provide construction guarantee services.
Anti-Money Laundering Compliance
Our comprehensive AML framework ensures transparent, compliant guarantee operations
Customer Due Diligence
Comprehensive KYC procedures for all clients, including identity verification, beneficial ownership identification, and ongoing monitoring of business relationships.
Risk Assessment
Risk-based approach to client onboarding and transaction monitoring, with enhanced due diligence for high-risk jurisdictions and politically exposed persons (PEPs).
Transaction Monitoring
Continuous monitoring of guarantee issuance and claims activity to detect unusual patterns or suspicious transactions requiring further investigation.
Record Keeping
Secure retention of all client documentation and transaction records for minimum regulatory periods, with strict data protection and confidentiality protocols.
Regulatory Compliance Across Europe
Operating in full compliance with EU financial regulations and national requirements
EU Anti-Money Laundering Directives
Full compliance with the 5th and 6th EU AML Directives, including enhanced due diligence requirements and beneficial ownership transparency.
GDPR Data Protection
Strict adherence to General Data Protection Regulation requirements for client data handling, storage, and processing across all jurisdictions.
National Financial Regulations
Compliance with country-specific financial services regulations in all 15+ European jurisdictions where we operate and issue guarantees.
Sanctions Screening
Continuous screening against EU, UN, and national sanctions lists to ensure no business relationships with sanctioned entities or individuals.
Questions About Our Compliance Framework?
Our compliance team is available to discuss our regulatory framework, due diligence procedures, and documentation requirements.
Contact Compliance Team